US specific – How do non-IB M&A professionals deal with regulatory hurdles
- This topic has 0 replies, 1 voice, and was last updated 1 year, 5 months ago by
.
Viewing 1 post (of 1 total)
-
Posts
-
Hi everyone, this is a specific United States thread, though I’m open to any answers.
I’m part of a small consultancy that helps advise on the buy-side for PE firms and strategic buyers in the industrial markets. While expanding into the “sell-side” is attractive, we’ve held back due to SEC/FINRA regulator issues around investment banking.For those doing sell-side M&A work, not inside an investment banking arm, how have you navigated this detail? (Not looking for legal advice obviously, just curious what others do out there)
Viewing 1 post (of 1 total)
- You must be logged in to reply to this topic.
